NuFi Capital Management, LLC and its affiliates (collectively, the “Manager”) are furnishing this website presentation (this “Website”) to sophisticated prospective investors for informational purposes only in relation to a potential opportunity to subscribe for Units (“Units”) or Shares (“Shares”) in theNuFi Select Yield Fund US and NuFi Select Yield Fund PR, (collectively the “Funds”). This is neither an offer to sell nor a solicitation of an offer to buy Units or Shares in any Fund. Any such offer or solicitation will be made solely through definitive offering documents, identified as such, which will contain information about each fund's investment objectives and terms and conditions of an investment and may also describe risks and tax information related to an investment therein and which qualify in their entirety the information set forth on this Website. The Units and the Shares have not been registered under the Securities Act of 1933, the securities laws of any state, or the securities laws of any other jurisdiction, nor is such registration contemplated. The Interests will be offered and sold under the exemption provided by Section 4(a)(2) of the Securities Act of 1933 and Rule 506 of Regulation D promulgated thereunder and other exemptions of similar import in the laws of the states and jurisdictions where the offering will be made. The offer and sale of the Interests have not been registered with or approved or disapproved by the Securities and Exchange Commission (the “SEC”) or the securities commission or regulatory authority of any state or foreign jurisdiction.
The Units or Shares have not been recommended, approved or disapproved by the U.S. Securities and Exchange Commission (the “SEC”) or by the securities regulatory authority of any state or of any other U.S. or non-U.S. jurisdiction, nor has the SEC or any such securities regulatory authority passed judgment upon the accuracy or adequacy of this Website. The Units or Shares have not been registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), the securities laws of any state of the United States or the securities laws of any other jurisdiction, nor is such registration contemplated. The Units or Shares will be offered and sold under the exemption provided by Section 4(a)(2) of the Securities Act and Regulation D promulgated thereunder and other exemptions of similar import in the laws of the states and jurisdictions where the offering will be made. There are substantial restrictions on the transfer of Units or Shares.
No Advice on Investment; Risk of Loss
Prior to making any investment decision in respect of the Fund, each investor must undertake its own independent examination and investigation of the Fund, including the merits and risks involved in an investment in the Interests, and must base its investment decision – including a determination whether Interests would be a suitable investment for the investor – on such examination and investigation and must not rely on the Manager or the Fund in making such investment decision. Prospective investors must not construe the contents of this Website as legal, tax, investment, or other advice. Each prospective investor is urged to consult with its own advisors with respect to legal, tax, regulatory, financial, accounting and similar consequences of investing in the Fund, the suitability of the investment for such investor and other relevant matters concerning an investment in the Fund. This Website contains an overview summary of the terms of the Fund. The summary set forth in this Website does not purport to be complete, and is qualified in its entirety by reference to the definitive offering documents relating to the Fund. Do not place undue reliance on this Website.
None of the Manager, the Fund, its affiliates, or any of their respective directors, officers, employees, agents, affiliates or advisers (collectively, the “Related Persons”) will, to the maximum extent permitted by law, be responsible or liable for this Website (or the information contained in it), and none of the Related Persons makes any warranties or representations, express or implied, as to the accuracy, suitability, fairness, completeness or otherwise of such information including where such information contains errors or misstatements. The recipient acknowledges that, to the maximum extent permitted by law, each Related Person excludes and disclaims all liability to the recipient or to any other person for any expense, cost, loss or damage of any kind including direct, indirect or consequential loss or damage incurred by any person arising from or relating to any information included or omitted from this Website, whether by reason of such information being inaccurate or incomplete or for any other reason.
Information May Change and Be Inaccurate, Incomplete or Outdated
The information on this Website is for discussion purposes only and no representations or warranties are given or implied. The information contained on this Website is subject to further discussion, completion and amendment. All of the information presented herein is subject to change without notice. This Website may be updated to provide additional information onNuFi funds,NuFi index products, and/or their respective methodologies. Any use of this Website is on an “as is” and “as available” basis and is at the user’s sole risk.
Certain information contained in this Website may have been obtained from sources prepared by other parties, which in certain cases may not have been updated through the date hereof. While such information is believed to be reliable for the purpose used on this Website, none of the Manager, the Fund or any of its Related Persons makes any representation or warranty (express or implied), nor shall they have any responsibility or liability in respect of any information contained on this Website or for its accuracy, adequacy, timeliness or completeness, and no representation is made or is to be implied that the information will remain unchanged. The Manager is under no obligation to update the material on this Website.
This Website does not contain all the information necessary to fully evaluate any transaction or investment, and no investor should rely on the contents of this Website. Any investment decision should be made based solely upon appropriate due diligence and, if applicable, upon receipt and careful review of any definitive offering documents, identified as such, in respect of the Fund.
No Investment in Index
It is not possible to invest directly in an index. Exposure to an asset class represented by an index is available through investable instruments based on that index. The Manager makes no assurance that investment in cryptocurrencies based on the index will accurately track index performance or provide positive investment returns. The Manager does not sponsor, endorse or otherwise promote any cryptocurrency, financial product, security or transaction referencing the Index. The Manager does not have any obligation to take the needs of any investor, cryptocurrency company or holder or any other person into consideration in determining, composing or calculating the Index.
The Index is the exclusive property of the Manager and the Manager retains all proprietary rights therein. Any user of this Website agrees to not, and will not assist any third party to, assert any rights in the Index or any component thereof or challenge the Manager’s rights therein.
The trademarks and service marks used on this Website (collectively, the "Marks") are trademarks (whether registered or unregistered) and/or service marks owned by the Manager or by third-party licensors. Nothing contained on this Website should be construed as granting any license or right to use any of the Marks for any purpose whatsoever without the written permission or applicable license terms of the lawful owner. Unauthorized use of the Marks or any information is strictly prohibited and may violate trademark, copyright, or other applicable laws.
The business and investment history of the management team of the Manager and other background information presented on this Website is not comprehensive. In particular, the information set forth on this website should not be interpreted as an exhaustive presentation of businesses with which the senior executives of the Fund have been involved, their professional and other accomplishments, or their business experience. Additional information is available upon request.
Performance information is provided for informational purposes only. Past performance of the management team is not necessarily indicative of future results, and there can be no assurance that any projections, targets or estimates of future performance will be realized. Actual performance of the Fund may vary substantially from the performance provided on this Website. An investor may lose all or a substantial part of its investment in the Fund. Careful consideration should be given to any performance data provided herein. Fund returns are calculated net of expenses. Units and Shares of all NuFi Funds are subject to an annual fee that includes the management fee, custody charges for holding the fund’s assets charged by the custodian, and customary fees and expenses of the fund administrator and auditor.
The total annual fee is 1.0% for both NuFi Select Yield Fund US and the NuFi Select Yield Fund PR. Additionally is a 20% performance fee for any product currently offered by NuFi.
Fund Can't Track Index Exactly
The Fund will have losses, liabilities, and expenses that will offset its income and gains and therefore the Fund’s performance may be below the Index’s performance. In addition, the performance of the Fund and the Index may vary somewhat due to other factors such as the imperfect correlation between the Fund’s investments and Index composition, regulatory restrictions, high portfolio turnover rate, rounding of prices, and timing differences associated with additions to and deletions from the Index and the Fund.